Tong Zhao
趙彤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tong Zhao (趙彤), a licensed Responsible Officer with CE reference BHR770. Currently licensed at 1 firm(s): Avantua Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avantua Capital Management Limited 璟裕資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2025-01-13 | present |
| Avantua Capital Management Limited 璟裕資本管理有限公司 |
RO | Type 4 — Advising on securities | 2025-01-13 | present |
| Avantua Capital Management Limited 璟裕資本管理有限公司 |
RO | Type 9 — Asset management | 2025-01-13 | present |
| Avantua Capital Management Limited 璟裕資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-13 | 2025-01-13 |
| Avantua Capital Management Limited 璟裕資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-25 | 2025-01-13 |
| Avantua Capital Management Limited 璟裕資本管理有限公司 |
Rep | Type 9 — Asset management | 2024-03-25 | 2025-01-13 |
| Lego Asset Management Limited 力高資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-14 | 2024-02-29 |
| Lego Asset Management Limited 力高資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-08-14 | 2024-02-29 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-09 | 2022-07-31 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-08-09 | 2022-07-31 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 9 — Asset management | 2019-08-09 | 2022-07-31 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-23 | 2016-09-14 |
| JF International Management Inc. | Rep | Type 4 — Advising on securities | 2016-06-23 | 2016-09-14 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2016-06-23 | 2016-09-14 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-23 | 2016-09-14 |
| JF International Management Inc. | Rep | Type 9 — Asset management | 2016-06-23 | 2016-09-14 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2016-06-23 | 2016-09-14 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2016-06-23 | 2016-09-14 |