Zhiyuan Deng
鄧致遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhiyuan Deng (鄧致遠), a licensed former licensee with CE reference BHS919. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2021-06-28 | 2023-05-19 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2021-06-28 | 2023-05-19 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2021-06-28 | 2023-05-19 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-08-12 | 2021-05-29 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-08-12 | 2021-05-29 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2019-08-12 | 2021-05-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-18 | 2019-05-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-18 | 2019-05-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-07-18 | 2019-05-10 |