Lai Yan Chow
周麗欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Yan Chow (周麗欣), a licensed Representative with CE reference BHU751. Currently licensed at 2 firm(s): Prudential Brokerage Limited, Prudential Index Trading Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-07 | present |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-04-07 | present |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-10 | 2020-03-27 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-03-10 | 2020-03-27 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-12-16 | 2017-03-01 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-07 | 2017-03-01 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-18 | 2016-11-30 |