Alexander Richard Treves
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Richard Treves ( ), a licensed former licensee with CE reference BIG950. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-10 | 2022-08-31 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2017-07-10 | 2022-08-31 |
| JF International Management Inc. | Rep | Type 4 — Advising on securities | 2017-07-10 | 2019-11-08 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2017-07-10 | 2022-08-31 |
| JF International Management Inc. | Rep | Type 9 — Asset management | 2017-07-10 | 2019-11-08 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-21 | 2017-05-18 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-21 | 2017-05-18 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 9 — Asset management | 2016-11-21 | 2017-05-18 |