Wallace Tin Lun Chau
周天麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wallace Tin Lun Chau (周天麟), a licensed Representative with CE reference BIO890. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-11-22 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-22 | 2022-09-21 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-22 | 2022-09-21 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-04-22 | 2022-09-21 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-26 | 2022-03-25 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-11 | 2022-03-25 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-11-11 | 2022-03-25 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-09 | 2021-10-22 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-05-09 | 2021-10-22 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-23 | 2018-04-24 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-11-23 | 2018-04-24 |