Zhiyu Mo
莫芝宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhiyu Mo (莫芝宇), a licensed Representative with CE reference BJE373. Currently licensed at 2 firm(s): China International Capital Corporation Hong Kong Securities Limited, China International Capital Corporation Hong Kong Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-21 | present |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-09-21 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-21 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2021-06-21 | 2022-09-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2021-06-21 | 2022-09-01 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-13 | 2021-06-09 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-11-13 | 2021-06-09 |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-10 | 2021-06-09 |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 |
Rep | Type 9 — Asset management | 2017-03-10 | 2021-06-09 |