Xinxing (SFC:BKS243) Liu
劉新星
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinxing (SFC:BKS243) Liu (劉新星), a licensed former licensee with CE reference BKS243. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-09 | 2019-04-17 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-09 | 2019-04-17 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-09 | 2019-04-17 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-04 | 2019-04-17 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-29 | 2018-03-19 |