Wujiuyi Yan
閻伍玖懿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wujiuyi Yan (閻伍玖懿), a licensed former licensee with CE reference BLZ741. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-09-26 | 2025-11-21 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2025-09-26 | 2025-11-21 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2025-09-26 | 2025-11-21 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-24 | 2025-08-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-24 | 2025-08-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-08-24 | 2025-08-28 |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-16 | 2023-07-23 |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-16 | 2023-07-23 |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-02-16 | 2023-07-23 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-06 | 2022-01-21 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-06 | 2022-01-21 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-06-06 | 2022-01-21 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-16 | 2018-09-28 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-16 | 2018-09-28 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-01-16 | 2018-09-28 |