Man Lok Siu
邵文洛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Lok Siu (邵文洛), a licensed former licensee with CE reference BMI524. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rich Bay Securities Limited 富利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-30 | 2023-06-30 |
| Rich Bay Securities Limited 富利證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-06-30 | 2023-06-30 |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-09 | 2022-02-28 |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-07-09 | 2022-02-28 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-22 | 2021-04-20 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-01-22 | 2021-04-20 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-14 | 2021-01-01 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-07-14 | 2021-01-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-15 | 2020-05-13 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-02-15 | 2020-05-13 |