Shaoyue Wang
王劭岳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaoyue Wang (王劭岳), a licensed former licensee with CE reference BMQ118. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-09 | 2022-09-16 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-09 | 2022-09-16 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-04-09 | 2022-09-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-19 | 2021-01-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-19 | 2021-01-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-08-19 | 2021-01-15 |
| A1 Capital Partners Limited |
Rep | Type 1 — Dealing in securities | 2018-05-18 | 2019-06-30 |
| A1 Capital Partners Limited |
Rep | Type 4 — Advising on securities | 2018-05-18 | 2019-06-30 |
| A1 Capital Partners Limited |
Rep | Type 6 — Advising on corporate finance | 2018-05-18 | 2019-06-30 |