Xiaoxuan Dong
董小玄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxuan Dong (董小玄), a licensed former licensee with CE reference BMY834. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-12 | 2026-05-04 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-12 | 2026-05-04 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-02 | 2022-01-11 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-02 | 2022-01-11 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-30 | 2019-07-19 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-05-30 | 2019-07-19 |