Kwan Yin Lau
劉軍賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Yin Lau (劉軍賢), a licensed Representative with CE reference BNI434. Currently licensed at 1 firm(s): Panview Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Panview Capital Limited |
Rep | Type 9 — Asset management | 2023-10-10 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2022-08-23 | 2023-06-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-18 | 2023-06-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-09 | 2022-04-27 |