Samuel Thomas Cochrane
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Thomas Cochrane ( ), a licensed former licensee with CE reference BNJ872. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barrenjoey Asia Limited |
Rep | Type 1 — Dealing in securities | 2025-10-23 | 2025-10-31 |
| Barrenjoey Asia Limited |
Rep | Type 4 — Advising on securities | 2025-10-23 | 2025-10-31 |
| Barrenjoey Asia Limited |
Rep | Type 1 — Dealing in securities | 2025-02-19 | 2025-02-24 |
| Barrenjoey Asia Limited |
Rep | Type 4 — Advising on securities | 2025-02-19 | 2025-02-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-03 | 2021-03-02 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2018-09-03 | 2021-03-02 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2018-09-03 | 2021-03-02 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 — Providing automated trading services | 2018-09-03 | 2021-03-02 |