Samuel Thomas Cochrane

CE No. BNJ872 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Thomas Cochrane (), a licensed former licensee with CE reference BNJ872. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Barrenjoey Asia Limited
Rep Type 1 — Dealing in securities 2025-10-23 2025-10-31
Barrenjoey Asia Limited
Rep Type 4 — Advising on securities 2025-10-23 2025-10-31
Barrenjoey Asia Limited
Rep Type 1 — Dealing in securities 2025-02-19 2025-02-24
Barrenjoey Asia Limited
Rep Type 4 — Advising on securities 2025-02-19 2025-02-24
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 — Dealing in securities 2018-09-03 2021-03-02
Morgan Stanley Hong Kong Securities Limited Rep Type 1 — Dealing in securities 2018-09-03 2021-03-02
Morgan Stanley Hong Kong Securities Limited Rep Type 2 — Dealing in futures contracts 2018-09-03 2021-03-02
Morgan Stanley Hong Kong Securities Limited Rep Type 7 — Providing automated trading services 2018-09-03 2021-03-02

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