Shuyi Liu
劉舒怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuyi Liu (劉舒怡), a licensed Representative with CE reference BNL432. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-24 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-08-19 | present |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-12-03 | 2022-08-03 |
| Mont Avenir Capital Limited 未來金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-03-05 | 2021-10-08 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-09-19 | 2020-01-19 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-13 | 2020-01-19 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-13 | 2020-01-19 |