Aaron Jian Ye Tang
湯建燁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aaron Jian Ye Tang (湯建燁), a licensed former licensee with CE reference BNS476. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpha Sherpa Capital Management Limited |
Rep | Type 9 — Asset management | 2024-02-26 | 2024-07-12 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2020-05-04 | 2021-12-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2020-04-14 | 2021-12-03 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2020-04-14 | 2021-12-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-30 | 2020-03-04 |