Jian Cao
曹劍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jian Cao (曹劍), a licensed Representative with CE reference BOG527. Currently licensed at 1 firm(s): Deutsche Securities Asia Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-06-04 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-03 | 2025-05-09 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-03 | 2025-05-09 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-08-03 | 2025-05-09 |
| SINO-CEEF Capital Management Company Limited 世福資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-16 | 2020-06-29 |
| SINO-CEEF Capital Management Company Limited 世福資本管理有限公司 |
Rep | Type 9 — Asset management | 2019-04-16 | 2020-06-29 |