Sze Chan
陳詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Chan (陳詩), a licensed Representative with CE reference BOK502. Currently licensed at 2 firm(s): Shenwan Hongyuan Capital (H.K.) Limited, Shenwan Hongyuan Securities (H.K.) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-27 | present |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-01-27 | present |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-24 | present |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-24 | present |
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-11-11 | 2021-11-05 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-14 | 2021-11-05 |
| Grit Securities Limited 啟恒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-24 | 2020-07-10 |
| Joincap Capital Limited 中楷資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-24 | 2020-07-10 |
| Joincap Capital Limited 中楷資本有限公司 |
Rep | Type 9 — Asset management | 2019-06-24 | 2020-07-10 |