Tianan Zhu
朱天安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tianan Zhu (朱天安), a licensed Representative with CE reference BPI565. Currently licensed at 2 firm(s): China International Capital Corporation Hong Kong Securities Limited, CICC US Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-12-11 | present |
| CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-27 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-20 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-20 | present |
| Magnum Research Limited 弘量研究有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-26 | 2021-12-31 |
| Magnum Research Limited 弘量研究有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-26 | 2021-12-31 |