Siu Chung Ngai
倪兆宗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Chung Ngai (倪兆宗), a licensed former licensee with CE reference BPY804. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2021-12-01 | 2025-02-13 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2021-12-01 | 2025-02-13 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2021-12-01 | 2025-02-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-12 | 2021-10-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-12 | 2021-10-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 — Asset management | 2021-10-12 | 2021-10-22 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-02 | 2021-07-15 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-09-02 | 2021-07-15 |