Shen Chen
陳深
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shen Chen (陳深), a licensed Representative with CE reference BQM328. Currently licensed at 1 firm(s): CMBC Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-30 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-30 | present |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-08 | 2023-08-06 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-24 | 2023-08-06 |
| Swiss China Capital Limited |
Rep | Type 4 — Advising on securities | 2020-12-30 | 2022-10-02 |