Swiss China Capital Limited

CE No. AXI538 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Swiss China Capital Limited (), a Hong Kong-based licensed corporation with CE reference AXI538. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 16). Earliest licence on file: 2011-09-14.

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Registered address

Room H, Suite 2006, AIA Kowloon Tower, Landmark East, No. 100 How Ming Street, Kwun Tong

Licence history

Activity	From	To
Type 4 — Advising on securities	2011-09-14	present
Type 9 — Asset management	2011-09-14	present
Type 1 — Dealing in securities	2011-09-14	2019-07-26

Licensed staff (all-time) (16)
Active on date

1 Dealing in securities 4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Laurent Bernard Kretz	RO 1, 4, 9	2011-09	Present
Philippe Olivier Kretz	RO 1, 4, 9	2011-09	Present
Julian Gregory Laurin	RO 4, 9 Rep 1, 4, 9	2015-04	Present
Jiahua Chen 陳家驊	Rep 1, 4	2015-09	2019-05
Shen Chen 陳深	Rep 4	2020-12	2022-10
Gregor Abraham Conrad	Rep 1, 4, 9	2015-03	2018-07
Pei-Hsuan Huang 黃沛璿	Rep 1, 4, 9	2017-08	2017-10
Chun Yu Leung 梁鎮宇	Rep 4, 9	2022-12	Present
Yucai Li 李宇才	Rep 1, 4, 9	2017-08	2019-07
Xin Qiu 丘欣	Rep 1, 4	2019-01	2020-11
Fabien Angelo Steiner	Rep 1, 4	2019-04	2019-06
Ni (SFC:BAV555) Wang 王霓	Rep 1, 4, 9	2017-08	2022-10
Xiaoyuan Wo 沃小園	Rep 1, 4, 9	2015-04	2017-04
Esther Wai Ping Wong 黃慧萍	Rep 1, 4	2018-01	2019-06
Nan Xia 夏楠	Rep 1, 4, 9	2018-01	2018-01
Mi (SFC:BEB918) Zhou 周蜜	Rep 1, 4, 9	2015-03	2018-07