Zhen Xie
謝臻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhen Xie (謝臻), a licensed Representative with CE reference BRO334. Currently licensed at 1 firm(s): Unity Partners Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Unity Partners Asset Management Limited 群鯉資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2026-02-20 | present |
| Unity Partners Asset Management Limited 群鯉資產管理有限公司 |
Rep | Type 9 — Asset management | 2026-02-20 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2022-03-02 | 2024-07-15 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2022-03-02 | 2024-07-15 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2022-03-02 | 2024-07-15 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-05 | 2021-11-26 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-05 | 2021-11-26 |