Yiqian Zhu
朱一谦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiqian Zhu (朱一谦), a licensed Representative with CE reference BRX125. Currently licensed at 1 firm(s): NH Investment & Securities (H.K.) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2026-02-26 | present |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2026-02-26 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 4 — Advising on securities | 2024-09-02 | 2026-02-13 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-11 | 2026-02-13 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-29 | 2022-03-20 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-29 | 2022-03-20 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-29 | 2022-03-20 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-11-29 | 2022-03-20 |