Kin Ip Lai
黎建業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Ip Lai (黎建業), a licensed Representative with CE reference AAA317. Currently licensed at 1 firm(s): Imperium International Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-27 | present |
| Oriental Wealth Securities Limited 東方滙富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-11 | 2015-05-01 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-17 | 2012-12-01 |
| Magusta Futures Limited 邁高達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-17 | 2011-10-31 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-17 | 2011-05-31 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-17 | 2011-05-31 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-07 | 2008-04-12 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-12-07 | 2008-04-12 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-05 | 2007-12-01 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-05 | 2007-12-01 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-04 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-03-04 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-14 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-14 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-14 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-14 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-14 |