Chi Yin Lau
劉治延
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yin Lau (劉治延), a licensed former licensee with CE reference AAZ893. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-04 | 2022-01-28 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-06-04 | 2022-01-28 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2018-05-05 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2018-05-05 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-19 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-02-18 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-19 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-19 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-19 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-18 |