Wallace Sick Lun Ching
程識麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wallace Sick Lun Ching (程識麟), a licensed Responsible Officer with CE reference ABR628. Currently licensed at 1 firm(s): Capital 49 Investment Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital 49 Investment Management Limited |
RO | Type 9 — Asset management | 2023-04-28 | present |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-02 | 2021-12-31 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 4 — Advising on securities | 2017-08-02 | 2021-12-31 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 9 — Asset management | 2017-08-02 | 2021-12-31 |
| WKA Asset Management (Hong Kong) Limited 祿存資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-08-16 | 2017-07-06 |
| WKA Asset Management (Hong Kong) Limited 祿存資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2016-08-16 | 2017-07-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-18 | 2012-04-18 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-04-18 | 2012-04-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-22 | 2011-04-06 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2009-07-22 | 2011-04-06 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2009-07-22 | 2011-04-06 |