Mendy Chi Man Ho
何志文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mendy Chi Man Ho (何志文), a licensed Representative with CE reference ABX443. Currently licensed at 1 firm(s): Prudential Brokerage Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-18 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2021-03-09 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-31 | 2017-10-02 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-08 | 2015-12-25 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-09-07 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-26 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-26 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-26 |