Joseph Kar Min Cheng
鄭家敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Kar Min Cheng (鄭家敏), a licensed former licensee with CE reference ABZ842. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-09 | 2020-05-05 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-12-09 | 2020-05-05 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-14 | 2015-12-04 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-14 | 2015-12-04 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-07 | 2013-04-26 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-01-07 | 2013-04-26 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-07-27 | 2009-01-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-14 | 2009-01-01 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-06-10 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-14 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-14 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-14 |