Geng Rong Lee
李耿融
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geng Rong Lee (李耿融), a licensed Responsible Officer with CE reference ACB022. Currently licensed at 1 firm(s): Goldstate Capital Group Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 30.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldstate Capital Group Limited 高域資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-05-31 | present |
| Goldstate Capital Group Limited 高域資產管理有限公司 |
RO | Type 9 — Asset management | 2024-05-31 | present |
| Jingdong Securities Limited 京東証劵有限公司 |
RO | Type 4 — Advising on securities | 2023-01-18 | 2023-12-28 |
| Jingdong Securities Limited 京東証劵有限公司 |
RO | Type 9 — Asset management | 2023-01-18 | 2023-12-28 |
| GLOBAL MASTERMIND FUTURES LIMITED 環球大通期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-05-08 | 2020-07-06 |
| Global Mastermind Securities Limited 環球大通證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-04-10 | 2020-11-20 |
| Global Mastermind Securities Limited 環球大通證券有限公司 |
RO | Type 4 — Advising on securities | 2017-04-10 | 2020-11-20 |
| Global Mastermind Asset Management Limited 環球大通資產管理有限公司 |
RO | Type 9 — Asset management | 2017-02-21 | 2020-05-13 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
RO | Type 9 — Asset management | 2015-07-16 | 2016-06-01 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 — Asset management | 2014-10-29 | 2016-06-01 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 4 — Advising on securities | 2014-03-20 | 2016-06-01 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 9 — Asset management | 2014-03-20 | 2014-10-29 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-27 | 2016-06-01 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-04-16 | 2016-06-01 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-11 | 2013-04-16 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-07 | 2013-02-26 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-01-07 | 2013-02-26 |
| Jimei Futures Limited 集美期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-08-09 | 2012-12-31 |
| Jimei Securities Limited 集美證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-16 | 2012-12-31 |
| Jimei Futures Limited 集美期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-06-16 | 2010-08-09 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-20 | 2009-06-15 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-12-20 | 2009-06-15 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-02 | 2006-11-30 |
| Christfund Futures Limited 恒豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-12-02 | 2006-11-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-10 | 2004-12-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-10 | 2004-12-01 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-02 | 2004-02-04 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-01-02 | 2004-02-04 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-10 | 2003-12-16 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-10-10 | 2003-12-16 |