Johnson Kin Ching Yip
葉健清
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnson Kin Ching Yip (葉健清), a licensed Responsible Officer with CE reference ACB705. Currently licensed at 1 firm(s): BERKSHIRE CAPITALS LIMITED. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-01 | present |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-09-01 | present |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
RO | Type 1 — Dealing in securities | 2014-04-14 | 2019-03-01 |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-04-14 | 2019-03-01 |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-21 | 2014-04-14 |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-03-21 | 2014-04-14 |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
RO | Type 1 — Dealing in securities | 2011-09-14 | 2013-09-26 |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-03-29 | 2013-09-26 |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-21 | 2011-09-14 |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-21 | 2011-03-29 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-06 | 2011-03-01 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-06 | 2011-03-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-03 | 2009-08-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-02-03 | 2009-08-01 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-07 | 2009-08-01 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-07 | 2009-08-01 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-26 | 2005-09-30 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-05-26 | 2003-09-05 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-05-26 | 2003-09-02 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-05-22 | 2005-09-30 |