Lung Sang Poon
潘龍生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lung Sang Poon (潘龍生), a licensed former licensee with CE reference ACD954. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-16 | 2007-11-01 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-08 | 2007-11-01 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-05 | 2005-06-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-19 | 2004-06-01 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-05-19 | 2004-06-01 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-16 | 2004-05-03 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-04-16 | 2004-05-03 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-02-09 | 2004-05-03 |
| Network Financial Services Limited 萬匯理財策劃有限公司 |
Rep | Type 4 — Advising on securities | 2003-06-05 | 2004-02-04 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | present | 2003-04-17 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2003-04-17 |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | present | 2003-04-17 |
| Funderstone Futures Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-04-17 |
| Funderstone Securities Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-04-17 |
| Funderstone Futures Limited | Rep | Type 9 — Asset management | present | 2003-04-17 |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | present | 2003-04-17 |