Johnny Kin Man Wong
黃建文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Kin Man Wong (黃建文), a licensed former licensee with CE reference ACI033. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-17 | 2024-06-14 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-22 | 2019-08-23 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-14 | 2014-10-09 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-13 | 2012-11-16 |
| Focus Asset Management Company Limited 丰盈資產管理有限公司 |
RO | Type 9 — Asset management | 2008-04-24 | 2008-12-31 |