Zemin Li
李則旻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zemin Li (李則旻), a licensed Responsible Officer with CE reference ACN988. Currently licensed at 1 firm(s): Ocean Arete Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ocean Arete Limited 海德資產管理有限公司 |
RO | Type 9 — Asset management | 2014-08-18 | present |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 — Asset management | 2013-12-18 | 2014-08-18 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-05-24 | 2012-06-02 |
| Ocean Capital Management Limited |
RO | Type 9 — Asset management | 2009-03-26 | 2010-07-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-09-12 | 2009-01-09 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2008-09-12 | 2009-01-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2008-09-12 | 2009-01-09 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2008-09-12 | 2009-01-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2008-09-12 | 2009-01-09 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2008-09-12 | 2009-01-09 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2003-10-17 | 2005-04-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-04-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-13 |