Yin Sheung Sham
岑燕嫦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Sheung Sham (岑燕嫦), a licensed Representative with CE reference ACR931. Currently licensed at 1 firm(s): Prudential Brokerage Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-14 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-12 | 2020-09-30 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-11 | 2008-03-03 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-08-10 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-11 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-11 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-11 |