Carmen Ka Mun Yau
邱嘉敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmen Ka Mun Yau (邱嘉敏), a licensed Responsible Officer with CE reference ADJ396. Currently licensed at 1 firm(s): MFG Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2025-10-03 | present |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 2 — Dealing in futures contracts | 2025-10-03 | present |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 9 — Asset management | 2025-10-03 | present |
| Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-01-06 | 2020-06-05 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-05-13 | 2025-09-30 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-06 | 2025-09-30 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-02-06 | 2025-09-30 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-01-31 | 2012-01-13 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-10 | 2012-01-13 |
| RPS Investment Limited 永盛証券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-03 | 2010-09-04 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-19 | 2007-07-06 |