Wing Nga Chan
陳詠雅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Nga Chan (陳詠雅), a licensed former licensee with CE reference ADL707. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-06 | 2011-06-01 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 9 — Asset management | 2007-11-06 | 2011-06-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-26 | 2007-05-07 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-30 | 2006-07-22 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-08-30 | 2006-07-22 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-08-28 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-19 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-19 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-19 |