Wah Cheung Chu
朱華章
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Cheung Chu (朱華章), a licensed former licensee with CE reference AEC727. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manford Financial Limited 民鋒金融有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-09 | 2026-01-30 |
| Manford Financial Limited 民鋒金融有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-02-09 | 2026-01-30 |
| Manford Financial Limited 民鋒金融有限公司 |
RO | Type 5 — Advising on futures contracts | 2022-02-09 | 2026-01-30 |
| Greencourt Financial Co., Limited 綠庭金融有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-05 | 2021-12-17 |
| Greencourt Financial Co., Limited 綠庭金融有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-11 | 2021-01-05 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-03 | 2020-11-30 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-06-03 | 2020-11-30 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-24 | 2019-06-03 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-05-24 | 2019-06-03 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-26 | 2018-12-25 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-26 | 2018-12-25 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-28 | 2008-11-22 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-17 | 2008-11-22 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-15 | 2008-11-22 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-03 | 2006-03-06 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-09-03 | 2006-03-06 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-23 | 2004-08-26 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-23 | 2004-08-26 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-07-23 | 2004-08-26 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-27 | 2004-07-21 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-04-27 | 2004-07-21 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-03 | 2004-04-15 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-03 | 2004-04-15 |