Paco Kar Lun Ng
吳家倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paco Kar Lun Ng (吳家倫), a licensed former licensee with CE reference AEK874. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-14 | 2011-07-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-01-14 | 2011-07-01 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-03 | 2010-12-01 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-06-03 | 2010-12-01 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-08 | 2010-05-08 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-08 | 2010-05-08 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-10 | 2010-01-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-10 | 2010-01-01 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-15 | 2008-02-16 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-03-15 | 2008-02-16 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-25 | 2007-03-10 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-09-25 | 2007-03-10 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-16 | 2006-09-15 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-12-16 | 2006-09-15 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-15 |
| Shenyin Wanguo Brokerage (H.K.) Limited 申銀萬國經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-29 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-12-15 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-29 |
| Shenyin Wanguo Brokerage (H.K.) Limited 申銀萬國經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-29 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-05-29 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-29 |
| Shenyin Wanguo Brokerage (H.K.) Limited 申銀萬國經紀(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-29 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-11 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-29 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-29 |
| Shenyin Wanguo Brokerage (H.K.) Limited 申銀萬國經紀(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-29 |