Kit Man Or
柯傑文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Man Or (柯傑文), a licensed former licensee with CE reference AEN035. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-20 | 2025-07-11 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2023-05-24 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-31 | 2017-10-02 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-17 | 2015-12-25 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-10-13 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-31 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-31 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-31 |