Kit Ying Mak
麥潔英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Ying Mak (麥潔英), a licensed Representative with CE reference AEP598. Currently licensed at 2 firm(s): Shenwan Hongyuan Futures (H.K.) Limited, Shenwan Hongyuan Securities (H.K.) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-27 | present |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-04 | present |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-19 | 2007-08-29 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-18 | 2007-06-20 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-26 | 2007-05-24 |
| Partners Capital Securities Limited 博大證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-19 | 2006-09-04 |