Godwin Yiu Kai Lee
李耀基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Godwin Yiu Kai Lee (李耀基), a licensed Responsible Officer with CE reference AET319. Currently licensed at 1 firm(s): Reliance International Financial Planners Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 34.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Reliance International Financial Planners Limited 誠智國際財經策劃有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-01 | present |
| Reliance International Financial Planners Limited 誠智國際財經策劃有限公司 |
RO | Type 4 — Advising on securities | 2022-11-01 | present |
| Reliance International Financial Planners Limited 誠智國際財經策劃有限公司 |
RO | Type 9 — Asset management | 2022-11-01 | present |
| Atherton Asset Management Limited 尚金資產管理有限公司 |
RO | Type 9 — Asset management | 2020-12-22 | 2022-07-05 |
| Hua Liang Securities Limited 華量證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-03 | 2020-10-16 |
| Hua Liang Securities Limited 華量證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-06-03 | 2020-10-16 |
| Hua Liang Asset Management Limited 華量資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-06-03 | 2020-10-16 |
| Hua Liang Securities Limited 華量證券有限公司 |
RO | Type 4 — Advising on securities | 2019-06-03 | 2020-10-16 |
| Hua Liang Securities Limited 華量證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-06-03 | 2020-10-16 |
| Hua Liang Asset Management Limited 華量資產管理有限公司 |
RO | Type 9 — Asset management | 2019-06-03 | 2020-10-16 |
| NNFE International Asset Management Limited 新毅國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-09-04 | 2019-04-30 |
| NNFE International Asset Management Limited 新毅國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-12 | 2018-04-12 |
| NNFE International Asset Management Limited 新毅國際資產管理有限公司 |
RO | Type 9 — Asset management | 2018-04-12 | 2019-04-30 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 9 — Asset management | 2017-03-07 | 2017-06-28 |
| Atherton Asset Management Limited 尚金資產管理有限公司 |
RO | Type 9 — Asset management | 2015-09-21 | 2017-02-28 |
| Atherton Asset Management Limited 尚金資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-02-03 | 2015-09-21 |
| VisionGain Capital Limited 滙信資本有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-16 | 2015-02-01 |
| VisionGain Capital Limited 滙信資本有限公司 |
Rep | Type 9 — Asset management | 2012-08-16 | 2015-02-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-05 | 2012-07-01 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-05 | 2012-07-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-05 | 2012-07-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-05 | 2011-08-23 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-02-05 | 2011-08-23 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-11-19 | 2004-12-14 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-12-14 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-12-14 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-18 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-18 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-18 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-18 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-11-18 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-11-18 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-18 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-18 |