Chung Ho Mok
莫頌豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Ho Mok (莫頌豪), a licensed former licensee with CE reference AEU350. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-22 | 2013-02-01 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-22 | 2013-02-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-12 | 2013-02-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-12 | 2013-02-01 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-02 | 2010-04-22 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-06 | 2010-04-22 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2006-12-06 | 2010-04-22 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-10-16 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-07 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2006-10-16 |