Man To Luk
陸文滔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man To Luk (陸文滔), a licensed Representative with CE reference AEW788. Currently licensed at 1 firm(s): BOCI Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 24.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-10 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-11-10 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-06 | present |
| Amrita Capital Limited 安利達資本有限公司 |
RO | Type 4 — Advising on securities | 2017-02-16 | 2020-10-27 |
| Amrita Capital Limited 安利達資本有限公司 |
RO | Type 9 — Asset management | 2017-02-16 | 2020-10-27 |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-09-17 | 2017-01-16 |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2012-09-17 | 2017-01-16 |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-08 | 2012-09-17 |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-02-08 | 2012-09-17 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-30 | 2010-11-18 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-01-30 | 2010-11-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-03 | 2007-01-23 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2006-04-03 | 2007-01-23 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2006-04-03 | 2007-01-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-04-03 | 2007-01-23 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2006-04-03 | 2007-01-23 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-04 | 2006-03-27 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-03-27 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-03-27 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-08-03 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-11-29 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-08-03 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-29 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-03 |