Kin To Kwok
郭健濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin To Kwok (郭健濤), a licensed Representative with CE reference AFG437. Currently licensed at 1 firm(s): KGI Asia Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-24 | 2017-10-02 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-11 | 2009-07-11 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-25 | 2007-04-24 |
| Hang Tai Securities Limited 恒泰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-02 | 2006-11-20 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-10 | 2005-08-18 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-27 | 2004-11-09 |
| SEG International Securities (H.K.) Limited 賽格國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-20 |
| SEG International Securities (H.K.) Limited 賽格國際證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-20 |
| SEG International Securities (H.K.) Limited 賽格國際證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-20 |
| SEG International Securities (H.K.) Limited 賽格國際證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-20 |