Alfred Tak Sing Ngai
魏德星
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alfred Tak Sing Ngai (魏德星), a licensed Representative with CE reference AFG504. Currently licensed at 1 firm(s): abrdn Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-15 | present |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-15 | present |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-17 | 2022-06-17 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-17 | 2022-06-17 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 4 — Advising on securities | 2012-10-17 | 2020-01-20 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 9 — Asset management | 2012-10-17 | 2020-08-04 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-01-05 | 2020-08-06 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-01-05 | 2020-08-06 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-01-05 | 2020-08-06 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-01-05 | 2020-08-06 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-01 | 2011-12-12 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-01 | 2011-12-12 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2011-06-01 | 2011-12-12 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-16 | 2011-04-01 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2009-04-16 | 2011-04-01 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2008-08-15 | 2011-04-01 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2008-08-15 | 2011-04-01 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-04-01 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-15 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-15 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-15 |