Fung To
杜峯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fung To (杜峯), a licensed Representative with CE reference AFJ428. Currently licensed at 1 firm(s): J.P. Morgan Securities (Far East) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 28.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2025-07-31 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2025-07-31 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2025-07-31 | present |
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
RO | Type 9 — Asset management | 2023-05-23 | 2025-05-30 |
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-04 | 2025-05-30 |
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
RO | Type 4 — Advising on securities | 2023-01-04 | 2025-05-30 |
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-12 | 2023-01-04 |
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-12 | 2023-01-04 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2018-06-19 | 2022-07-22 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2018-06-19 | 2022-07-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2017-11-10 | 2018-06-19 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2015-06-29 | 2022-07-22 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2015-06-29 | 2022-07-22 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2015-06-29 | 2022-07-22 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2015-06-29 | 2022-07-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-12-10 | 2015-06-29 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2014-12-10 | 2015-06-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2014-12-10 | 2017-05-25 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2014-12-10 | 2018-06-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2014-12-10 | 2015-06-29 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2014-12-10 | 2015-06-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-10-07 | 2014-09-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-11 | 2014-09-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-07-11 | 2011-10-07 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-08-30 | 2006-07-01 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-26 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-26 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-26 |