Lai Chun Lam
林麗珍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Chun Lam (林麗珍), a licensed former licensee with CE reference AFJ754. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-12 | 2018-10-01 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-12 | 2018-10-01 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-20 | 2014-03-13 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-25 | 2013-04-26 |
| Greater China Securities Limited 大中華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-07 | 2009-11-30 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-10 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-10 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-10 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-10 |