David Zhang
張海
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Zhang (張海), a licensed Responsible Officer with CE reference AFM920. Currently licensed at 1 firm(s): Isola Capital Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 21.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-05 | present |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-11-05 | present |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
RO | Type 9 — Asset management | 2019-11-05 | present |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-13 | 2019-11-05 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-13 | 2019-11-05 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-13 | 2019-11-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-05-06 | 2018-04-13 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-05-06 | 2018-04-13 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-05-06 | 2018-04-13 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-27 | 2011-05-06 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-13 | 2011-05-06 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-10-13 | 2011-05-06 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-26 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-05-05 | 2008-09-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-25 | 2008-01-17 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2007-06-25 | 2008-01-17 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-06-25 | 2008-01-17 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-06 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-06 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-06 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-06 |