Ka Ling Ho
何嘉玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ling Ho (何嘉玲), a licensed former licensee with CE reference AFP445. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-31 | 2010-06-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-07-31 | 2010-06-01 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-27 | 2008-06-03 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-25 | 2007-07-14 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-30 | 2007-07-14 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-15 | 2007-05-21 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-04-20 | 2007-03-12 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-01 | 2007-03-12 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-01 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-01 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-01 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-01 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-01 |