Michael Sai Cheong Lo
盧世昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Sai Cheong Lo (盧世昌), a licensed former licensee with CE reference AFR449. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden Eagle Brokerage Limited 金鷹證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-01 | 2021-05-31 |
| Golden Eagle Brokerage Limited 金鷹證券有限公司 |
RO | Type 9 — Asset management | 2020-07-28 | 2021-05-31 |
| Infinity Asset Management Limited 天恒資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-01-17 | 2020-02-28 |
| Infinity Asset Management Limited 天恒資產管理有限公司 |
RO | Type 9 — Asset management | 2020-01-17 | 2020-02-28 |
| Epigen Group (Hong Kong) Limited | RO | Type 9 — Asset management | 2016-12-20 | 2020-01-10 |
| Epigen Group (Hong Kong) Limited | Rep | Type 9 — Asset management | 2016-09-05 | 2016-12-20 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-07 | 2013-07-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-09 | 2011-07-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-24 | 2008-09-29 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-05-05 | 2005-05-17 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2003-11-25 | 2004-05-05 |